Every layer of the Atlas platform, from database interceptors to background surveillance workers, is built with regulatory requirements in mind. Audit trails that can't be modified. Surveillance rules that never sleep. Financial records that balance to the penny.
The Atlas audit system protects the integrity of audit data at the infrastructure level. Any attempt to update or delete audit log or ledger records is automatically blocked before it reaches the database.
Every entity change (create, update, delete) is automatically captured with the acting user ID, timestamp, IP address, and before/after values stored as structured data. This audit data is immutable and retained indefinitely.
The Atlas surveillance engine monitors every trade, order, and transaction for suspicious patterns. Alerts are generated automatically, scored by severity, and routed to compliance officers for review. False positives can be dismissed with documented rationale.
Detects buy/sell sequences in the same security within configurable time windows that may indicate wash trading activity.
Flags orders or trade volumes that significantly exceed an account's historical average. Configurable multiplier thresholds.
Identifies patterns where large orders are preceded by related trades from connected accounts, suggesting information misuse.
Monitors for order-and-cancel patterns that may indicate layering by placing and cancelling orders to manipulate the order book.
Flags deposits, withdrawals, and trades that exceed configurable monetary thresholds for enhanced review.
Detects trades correlated with rapid price swings. Helps identify potential market manipulation or insider activity.
Monitors portfolio concentration levels that may indicate excessive risk or coordinated accumulation of a single security.
The Atlas KYC workflow guides clients through a structured, mobile-first onboarding process. Each step is independently tracked. Documents are stored securely with time-limited access. Admin review happens in the backoffice portal with approve/reject/request-more-info workflows.
Automated customer reserve calculation per regulatory requirements. Credits (client cash, payables) vs debits (margin, receivables). Minimum reserve computed and tracked daily with full audit history.
The platform enforces logical separation of client funds from brokerage operating accounts through the ledger. Client cash, client equity, and reserved funds are tracked in dedicated ledger accounts per client.
Every financial transaction (deposit, withdrawal, order placement, fee charge) is protected against duplicate processing. Repeated requests are automatically rejected, preventing double-charges and double-credits.
Before any order is accepted: buying power validation, account freeze check, KYC status verification, regulatory hold check, position limits, and configurable order size limits. All enforced server-side.
Automated reconciliation between payment gateway transactions, internal ledger entries, and bank settlements. Discrepancies are flagged for manual review. Full reconciliation reports by date range.
Background worker processes T+3 settlement. Mature trades are settled automatically. Settlement reports track pending, in-progress, settled, and failed settlements by date and security.
The Atlas RBAC system gives brokerage administrators granular control over who can see and do what across the entire backoffice. Every action (viewing a report, approving a KYC, cancelling an order) is gated by a specific permission. Roles are fully customizable per brokerage.
90+ individual permissions spanning 9 operational modules: clients, trading, compliance, finance, reporting, settings, admin, support, and system. Every page and every action is gated.
8 default roles seeded per brokerage, from Super Admin to read-only Auditor. Each role maps to the exact permissions that team function needs.
Create unlimited custom roles with any combination of permissions. Assign multiple roles per admin user. Changes take effect immediately.
Permissions are checked both in the admin portal UI (pages and buttons hidden) and on the server (API rejects unauthorized requests).
Every report can be filtered by date range, exported to CSV, and scheduled for automatic delivery via email. Reports cover financial, regulatory, trading, and operational domains.
Revenue, commission, balance, liquidity, trial balance, and customer reserve reports with full audit trail.
KYC status, compliance alerts, SAR activity, surveillance summaries, and regulatory hold tracking for SEC, NGX, and NFIU requirements.
Order flow analytics, execution quality, fill rates, routing performance, settlement status, and position concentration analysis.
Client growth, payment volumes, reconciliation, login activity, and support metrics. All exportable to CSV/PDF with scheduled email delivery.
Atlas handles surveillance, audit trails, KYC workflows, and financial controls so your compliance team can focus on strategy, not spreadsheets.
Talk to Our Compliance Team